MiFID II webinar in association with AIMA – key challenges, practical learnings and a swing for global adoption
April 12, 2019 Thought-leadership
In the recent speech by Andrew Bailey, Chief Executive, FCA, he highlighted the opportunities and challenges facing investment managers, since the implementation of MiFID II. He emphasised the positive impact of technology and that it is changing not only the nature of research but how this is supplied, monitored and importantly valued by asset and hedge managers. But he also focused on the challenges surrounding inducement and how other regulators around the globe are looking on with interest at how things are developing in Europe.
Please watch this webinar where we address some of these key themes with practical examples.
In this webinar, Red Deer examines the latest risks, challenges and developments related to MiFID II compliance.
The webinar covers:
- Regulatory themes
- Key activities for Research Compliance in a MiFID II world
- Key challenges facing Research Compliance
- Inducement Management –lessons learnt
- The Broker Vote –lessons learnt
- Global adoption