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Practical challenges of trade & comms surveillance at global hedge funds

May 17, 2019 Thought-leadership

WEBINAR IN ASSOCIATION WITH HFM WEEK:

We recently held a webinar in association with HFM Week, covering the challenges and developments related to trade and communications surveillance. The webinar features case studies demonstrating best practice approaches to market abuse and surveillance monitoring.

The webinar covers: 

  • The current challenge with cross asset surveillance (addressing FCA’s key observations and SEC regulations)
  • The need for firms to conduct an initial risk assessment of their business
  • Keeping pace with e-Comms surveillance
  • The benefits of combining policy and process with a holistic approach to surveillance
  • Technology’s impact on surveillance processes
  • Case studies

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